SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
WILSON THOMAS J

(Last) (First) (Middle)
C/O THE ALLSTATE CORPORATION
2775 SANDERS ROAD

(Street)
NORTHBROOK IL 60062-6127

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ALLSTATE CORP [ ALL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman, President & CEO
3. Date of Earliest Transaction (Month/Day/Year)
12/18/2020
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/18/2020 G V 95,732(1) D $0 6,679.665(2)(3)(4) D
Common Stock 0(2) I By 2018 GRAT
Common Stock 404,299(3) I By 2020 GRAT
Common Stock 257,535 I Remainder GRAT
Common Stock 161,708 I By TJW Options LLC 2012 Series
Common Stock 6,837(5) I By 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) $78.35 02/09/2020 02/09/2027 Common Stock 82,817(6) 82,817 I By TJW Options LLC 2017 Series Last Third
Employee Stock Option (Right to Buy) $92.8 (7) 02/22/2028 Common Stock 75,802(8) 75,802 D
Employee Stock Option (Right to Buy) $92.8 (7) 02/22/2028 Common Stock 75,802(8) 75,802 I By TJW Options LLC 2018 Series Middle Third
Employee Stock Option (Right to Buy) $92.46 (9) 02/08/2029 Common Stock 179,831(10) 179,831 D
Employee Stock Option (Right to Buy) $92.46 (9) 02/08/2029 Common Stock 89,915(10) 89,915 I By TJW Options LLC 2019 Series First Third
Explanation of Responses:
1. Gift of shares to charitable family foundation.
2. Reflects transfer of 174,400 shares formerly held by the Thomas J. Wilson 2018 GRAT Trust to direct ownership on September 18, 2020.
3. Reflects reporting person's contribution of 404,299 shares on September 18, 2020, to the Thomas J. Wilson 2020 GRAT Trust.
4. Balance also reflects 58.365 shares acquired during the period of April 4, 2020, to January 6, 2021, through the Shareowner Service Plus Plan, which reinvests dividends paid on The Allstate Corporation common shares.
5. Reflects acquisition of 110 shares of The Allstate Corporation common stock since May 8, 2020, under the Allstate 401(k) Savings Plan, pursuant to the most recent plan statement, dated January 25, 2021.
6. Reflects transfer of 82,817 vested employee options to TJW Options LLC 2017 Series Last Third on September 22, 2020, formerly held directly by the reporting person.
7. Stock option award granted on February 22, 2018, for 227,406 shares of common stock vesting in three equal increments. The remaining increment will vest on February 22, 2021.
8. Reflects transfer of 75,802 vested employee options to TJW Options LLC 2018 Series Middle Third on September 22, 2020, formerly held directly by the reporting person. 75,802 unvested employee options remain directly held.
9. Stock option award granted on February 8, 2019, for 269,746 shares of common stock vesting in three equal increments. The remaining increments will vest on February 8, 2021, and February 8, 2022.
10. Reflects transfer of 89,915 vested employee options to TJW Options LLC 2019 Series First Third on September 22, 2020, formerly held directly by the reporting person. 179,831 unvested employee options remain directly held.
Remarks:
Table II of this Form 4 is being provided to disclose updated information with respect to vested employee options that are now held indirectly instead of directly.
/s/ Thomas J. Wilson 02/04/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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